The whys and hows of file auditing

Various
The Law Society
CPD Hours: 2

The Code of Conduct imposes obligations for supervision and risk management as part of your Rule 5 responsibilities. This seminar will focus on file auditing - the main supervisory function and facet for controlling and managing operational risk - and aims to translate these obligations into a practical audit.
This seminar is for all those who have a responsibility for quality and risk and maintaining compliance within their firm, in particular sole practitioners, senior and managing partners, partners and practice.
Note: Designated management training for the purposes of Rule 5.02 (“qualified to supervise” criteria)

These regional seminars will:

Explain the practice rules relating to supervision and risk
Enable you to reassess your policies and procedures
Outline the benefits of file auditing
Offer advice on implementing a file audit strategy, and
Help you develop a file audit for your firm

Dates:
London           22 June
Bristol            22 June
Cardiff           29 June
Cambridge     1 July
Birmingham    8 Juy


Delegate fee £125 plus VAT

For more information and to book, email events@lawsociety.org.uk